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SEC Rule 10b-5
Results: 780

#	Item
391	No[removed]In the Supreme Court of the United States _________ Add to Reading List Source URL: www.americanbar.org Language: English - Date: 2013-01-10 05:24:54 Financial system Securities fraud SEC Rule 10b-5 Securities regulation in the United States U.S. Securities and Exchange Commission Securities Act AARP Security Basic Inc. v. Levinson United States securities law Financial economics Financial regulation
392	No[removed]IN THE Supreme Court of the United States AMGEN, INC., et al., Petitioners, Add to Reading List Source URL: www.americanbar.org Language: English - Date: 2013-01-08 07:08:31 Federal Rules of Civil Procedure Amicus curiae Public Citizen Litigation Group SEC Rule 10b-5 Law Basic Inc. v. Levinson Class action
393	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDINGS RULINGS Release No. 815/August 27, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-27 17:35:48 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Investment Advisers Act SEC Rule 10b-5 Securities Exchange Act United States Government United States securities law United States Securities and Exchange Commission 73rd United States Congress
394	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 23, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-23 17:11:33 SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Moral turpitude Financial regulation Law Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
395	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2013 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-06 13:44:51 Financial regulation Financial economics United States Registered Investment Advisor Securities Act U.S. Securities and Exchange Commission Investment Advisers Act Securities Exchange Act SEC Rule 10b-5 United States securities law United States Securities and Exchange Commission 73rd United States Congress
396	INITIAL DECISION RELEASE NO. 534 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-19 14:28:37 Government Bluestein U.S. Securities and Exchange Commission Investment Advisers Act SEC Rule 10b-5 Securities Act Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States United States securities law Financial regulation Financial economics
397	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 23, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-23 12:35:02 Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Government United States United States securities law Financial regulation SEC Rule 10b-5
398	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 21, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-21 12:48:13 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Act Securities Exchange Act SEC Rule 10b-5 United States Government United States securities law United States Securities and Exchange Commission 73rd United States Congress
399	~. MUNCK CARTER - - - - - - - - - - - - - T r i a l s . Transactions. Tecllnology. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-25 10:23:29 73rd United States Congress Corporate crime Government Financial economics Securities Exchange Act SEC Rule 10b-5 Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Cease and desist United States securities law United States Securities and Exchange Commission Financial regulation
400	Complaint: Securities and Exchange Commission, Plaintiff, v. Imperia Invest IBC, Defendant Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-07 12:44:23 Financial regulation Securities Exchange Act SEC Rule 10b-5 Securities Act U.S. Securities and Exchange Commission United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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